In the Utility and Energy domain, continuous and complex changes in guidelines and protocols are the norm. Every organization is required to comply with statutory, regulatory, or internal compliances, laws, regulations, set out by CFTC, FERC, FSA, FTC, SEC, and other regulatory bodies. It is in this context that ePic saves the day as an automated Compliance Monitoring platform that gives you an overall view of your compliance and acts as a risk mirror for your organization.
ePic helps you meet current compliance monitoring demands while being capable of accommodating future changes as well.
Built-in integration to the CTRM / ETRM systems. Powerful API and ETL engine. Integrated with Identity Access Management software like SailPoint, CyberArk, etc.
Out-of-the-box issue escalation matrix to define trader and manager hierarchy. Violations entered by traders get automatically notified to their managers.
Built in mechanism to automatically generate reports and attach them to system generated emails with a summary.
Excel template reporting to create automated reporting in the same format that you require. Reporting in BI tools like PowerBI, Tableau, etc. End reports available in several formats like excel file, delimited file, pdf file, etc.
Maintain all the custom mapping tables in ePic application. Create multiple sets with different applicable dates. Details audit present on all the changes done in the mapping tables. Ability to lock the mapping data.
Create validation & business rules as required. High transparency. Easily update the business logic and validation logic.
Prevent data and mappings from getting overwritten once the reports are finalized.
Automated workflow integration with workflow management software like Wrike
Provides detailed audit trail on the configuration changes and mapping data changes. Highly controlled role-based security framework
Trader Limit Violation report shows a snapshot view of all trade violations during the day as defined in the risk policy. It includes per trade volume, dollar value, term, duration, aggregate value and volume limits done during the day. You can drill down to the trade level data to get full insight of the violations and individually track the transactions.